SEC Form 4 · accession 0001123292-18-001011
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel D Liffman
Officer — SVP, Finance
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 15, 2018 | S | 79,000 | $14.5925 | D | 79,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person.
- F2The price of $14.5925 per share represents a weighted average of sales prices ranging from $14.42 to $15.255 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.