SEC Form 4 · accession 0001123292-18-000353
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Frank
Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2018 | M | 8,906 | $2.64 | A | 189,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy) | $2.64 | Feb 12, 2018 | M | 8,906 | D | Feb 20, 2008 | Feb 20, 2018 | Common Stock | 8,906 | 0 | D |