SEC Form 4 · accession 0000950103-26-014457
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Thomasian Jr.
Officer — Chief Financial Officer
Period of report
Sep 23, 2026
Accepted (ET)
Sep 24, 2026 · 4:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2026 | M | 10,744 | $4.72 | A | 268,993 | D | |
| Common Stock | Sep 23, 2026 | M | 42,918 | $2.33 | A | 311,911 | D | |
| Common Stock | Sep 23, 2026 | M | 2 | $0.96 | A | 311,913 | D | |
| Common Stock | Sep 23, 2026 | M | 1 | $1.21 | A | 311,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F1 | $4.72 | Sep 23, 2026 | M | 10,744 | D | — | Oct 18, 2031 | Common Stock | 10,744 | 169,256 | D |
| Option to Purchase Common Stock (Right to Buy)F1 | $2.33 | Sep 23, 2026 | M | 42,918 | D | — | Feb 2, 2032 | Common Stock | 42,918 | 157,082 | D |
| Option to Purchase Common Stock (Right to Buy)F1 | $0.96 | Sep 23, 2026 | M | 2 | D | — | Mar 24, 2033 | Common Stock | 2 | 46,813 | D |
| Option to Purchase Common Stock (Right to Buy)F2 | $1.21 | Sep 23, 2026 | M | 1 | D | — | Apr 28, 2033 | Common Stock | 1 | 520,999 | D |
Explanation of responses
- F1The options are fully vested.
- F2The options vest 25% on April 28, 2024 and in equal monthly installments for three years thereafter.