SEC Form 4 · accession 0000950103-26-012874
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald P. Lehr
Officer — Chief Legal Officer
Period of report
Aug 23, 2026
Accepted (ET)
Aug 25, 2026 · 5:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2026 | M | 5,208 | — | A | 760,669 | D | |
| Common StockF2 | Aug 23, 2026 | F | 2,488 | $7.20 | D | 758,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 23, 2026 | M | 5,208 | D | — | — | Common Stock | 5,208 | 57,292 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- F2Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
- F3Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.