SEC Form 4 · accession 0000950103-26-012872
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rutul R Shah
Officer — Chief Operating Officer
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 5:27 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2026 | M | 34,658 | $2.33 | A | 499,670 | D | |
| Common StockF1 | Aug 21, 2026 | S | 34,658 | $7.50 | D | 465,012 | D | |
| Common StockF2 | Aug 23, 2026 | M | 7,500 | — | A | 472,512 | D | |
| Common StockF3 | Aug 23, 2026 | F | 3,647 | $7.20 | D | 468,865 | D | |
| Common Stock | Aug 25, 2026 | M | 15,342 | $2.33 | A | 484,207 | D | |
| Common StockF1 | Aug 25, 2026 | S | 15,342 | $7.50 | D | 468,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F4 | $2.33 | Aug 21, 2026 | M | 34,658 | D | — | Feb 2, 2032 | Common Stock | 34,658 | 88,646 | D |
| Restricted Stock UnitsF2,F5 | — | Aug 23, 2026 | M | 7,500 | D | — | — | Common Stock | 7,500 | 57,292 | D |
| Option to Purchase Common Stock (Right to Buy)F4 | $2.33 | Aug 25, 2026 | M | 15,342 | D | — | Feb 2, 2032 | Common Stock | 15,342 | 73,304 | D |
Explanation of responses
- F1Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- F3Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
- F4The stock options are fully vested.
- F5Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.