SEC Form 4 · accession 0000950103-26-011711
PRECIGEN, INC. · PGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rutul R Shah
Officer — Chief Operating Officer
Period of report
Aug 3, 2026
Accepted (ET)
Aug 3, 2026 · 6:12 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001356090
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2026 | M | 33,772 | $2.33 | A | 531,523 | D | |
| Common Stock | Aug 3, 2026 | S | 33,772 | $6.50 | D | 497,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy)F2 | $2.33 | Aug 3, 2026 | M | 33,772 | D | — | Feb 2, 2032 | Common Stock | 33,772 | 123,304 | D |
Explanation of responses
- F1Represents shares sold pursuant to the terms of a 10b5-1 plan adopted by the reporting person.
- F2The stock options are fully vested.