SEC Form 4 · accession 0001683168-17-002660
Kartoon Studios, Inc. · TOON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andy Heyward
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 13, 2017
Accepted (ET)
Oct 16, 2017 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Oct 13, 2017 | P | 25,000 | $3.53 | A | 311,640 | D | |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 990,728 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 1,234 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person indirectly owns 990,728 shares of common stock over which the Reporting Person and his wife, Amy Moynihan Heyward, hold voting and dispositive power.
- F2The Reporting Person indirectly owns 1,234 shares of common stock held by Heyward Living Trust.