SEC Form 4 · accession 0001019687-16-006176
Kartoon Studios, Inc. · TOON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew A Heyward
Officer — CEO · Director · 10% Owner
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | May 5, 2016 | A | 238,683 | $0.00 | A | 746,519 | D | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 2,972,183 | I | See Note | |
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 3,700 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired the shares of common stock in satisfaction of short term cash advances of a total of $410,535 made by the Reporting Person to A Squared Entertainment, LLC, a wholly-owned subsidiary of the Issuer.
- F2The Reporting Person indirectly owns 2,972,183 shares of common stock over which the Reporting Person and his wife, Amy Moynihan Heyward, hold voting and dispositive power.
- F3The Reporting Person indirectly owns 3,700 shares of common stock held by Heyward Living Trust.