SEC Form 4 · accession 0001019687-15-003328
Kartoon Studios, Inc. · TOON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew A Heyward
Officer — CEO, Chairman · Director · 10% Owner
Period of report
Aug 28, 2015
Accepted (ET)
Sep 1, 2015 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $0.001 per shareF1 | Aug 28, 2015 | P | 200 | $1.69 | A | 200 | I | SEE NOTE |
| Common Stock, par value, $0.001 per shareF1 | Aug 28, 2015 | P | 100 | $1.70 | A | 300 | I | SEE NOTE |
| Common Stock, par value, $0.001 per shareF1 | Aug 28, 2015 | P | 700 | $1.88 | A | 1,000 | I | SEE NOTE |
| Common Stock, par value, $0.001 per shareF1 | Aug 28, 2015 | P | 562 | $1.97 | A | 1,562 | I | SEE NOTE |
| Common Stock, par value, $0.001 per shareF1 | Aug 28, 2015 | P | 938 | $2.00 | A | 2,500 | I | SEE NOTE |
| Common Stock, par value, $0.001 per shareF1 | Aug 31, 2015 | P | 700 | $1.95 | A | 3,200 | I | SEE NOTE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock held by the Heyward Living Trust, over which the Reporting Person holds voting and dispositive power.