SEC Form 4 · accession 0001213900-18-010620
INTELLIGENT PROTECTION MANAGEMENT CORP. · IPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Silberstein
Director
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355839
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 6,000 | $4.50 | A | 155,268 | D | |
| Common StockF1 | holding | — | — | — | 43 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.50 | Aug 7, 2018 | M | 6,000 | D | Mar 31, 2017 | Feb 1, 2027 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Represents shares held by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Act of 1933, as amended, or for any other purpose.
- F2The stock option was granted pursuant to a stock option agreement dated February 2, 2017. The shares underlying the stock option vested and became exercisable in four equal quarterly installments on the last day of each calendar quarter in 2017.