SEC Form 4 · accession 0001019687-16-005598
International Stem Cell CORP · ISCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell Kern
Officer — EVP, Chief Scientific Officer · Director · 10% Owner
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355790
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.75 | Mar 24, 2016 | A | 180,000 | D | — | Mar 24, 2016 | Common Stock | 180,000 | 180,000 | D |
Explanation of responses
- F11/4th of the shares underlying such options shall vest on March 24, 2017, and the remaining share in equal monthly installments over a period of three years.