SEC Form 4/A · accession 0001477932-16-012426
INSTRUCTURE INC · INST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
ZIONS SBIC LLC
10% Owner
Kent Madsen
10% Owner
E. Nicholaus Efstratis
10% Owner
EPIC VENTURE FUND IV, LLC
10% Owner
Period of report
Sep 1, 2016
Accepted (ET)
Sep 9, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5,F3,F1 | Sep 1, 2016 | S$0 | 44,629 | — | D | 2,591,727 | D | |
| Common StockF6,F4,F2 | Sep 1, 2016 | S$0 | 20,111 | — | D | 1,167,920 | I | By Zions SBIC LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Epic Management Partners, LLC (EMP) is the investment manager of Epic Venture Fund IV, LLC (EVF IV) and has sole voting and investment power with regard to the shares held directly by EVF IV. E. Nicholaus Efstratis (Mr. Efstratis) and Kent I. Madsen (Mr. Madsen) are the managers of EMP and, therefore, may be deemed to share voting and investment power with regard to the shares held by EVF IV. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The inclusion of these securities shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
- F2ZWMC IV, L.L.C. (ZWMC) is the investment manager of Zions SBIC LLC (Zions SBIC) and has sole voting and investment power with regard to the shares held directly by Zions SBIC. Mr. Efstratis and Mr. Madsen are the managers of ZWMC and, therefore, may be deemed to share voting and investment power with regard to the shares held by Zions SBIC. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The inclusion of these securities shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purpose.
- F3EVF IV sold 3,741 shares at $24.03 per share on September 1, 2016; 7,103 shares at $24.02 per share and 21,090 shares at $24.01 per share on September 2, 2016; and 12,695 shares at $24.04 on September 6, 2016.
- F4Zions ZBIC sold 1,685 shares at $24.03 per share on September 1, 2016; 3,201 shares at $24.02 per share and 9,503 shares at $24.01 per share on September 2, 2016; and 5,722 shares at $24.04 on September 6, 2016.
- F5On the Form 4 being amended it was disclosed that EVF IV sold 12,696 shares at $24.04 on September 6, 2016. After adjustments were made by EVF IV's broker, EVF IV actually sold 12,695 shares at $24.04 on September 6, 2016.
- F6On the Form 4 being amended it was disclosed that Zions SBIC sold 5,721 shares at $24.04 on September 6, 2016. After adjustments were made by Zions SBIC's broker, Zions SBIC actually sold 5,722 shares at $24.04 on September 6, 2016.