SEC Form 4 · accession 0001209191-15-067071
U-SWIRL, INC. · SWRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Aug 18, 2015 | S | 37,800 | $0.075 | D | 3,521,024 | D | |
| common stockF1 | Aug 19, 2015 | S | 39,500 | $0.075 | D | 3,481,524 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades, each of which was effected at a price of $0.075.
Remarks
Shares are held by Dallas Jones and Robyn Jones as joint tenants.