SEC Form 4 · accession 0001209191-15-065651
U-SWIRL, INC. · SWRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Aug 10, 2015 | S | 28,700 | $0.0804 | D | 3,721,324 | D | |
| common stockF2 | Aug 11, 2015 | S | 29,900 | $0.0813 | D | 3,691,424 | D | |
| common stockF3 | Aug 12, 2015 | S | 31,400 | $0.0849 | D | 3,660,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $0.08 to $0.081. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $0.08 to $0.085. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $0.08 to $0.09. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
Shares are held by Dallas Jones and Robyn Jones as joint tenants.