SEC Form 4 · accession 0001209191-15-064698
U-SWIRL, INC. · SWRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Aug 5, 2015 | S | 24,130 | $0.0867 | D | 3,802,324 | D | |
| common stockF2 | Aug 6, 2015 | S | 25,000 | $0.0814 | D | 3,777,324 | D | |
| common stockF3 | Aug 7, 2015 | S | 27,300 | $0.0727 | D | 3,750,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $0.081 to $0.1. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $0.075 to $0.09. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $0.07 to $0.08. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
Shares are held by Dallas Jones and Robyn Jones as joint tenants.