SEC Form 4/A · accession 0001209191-15-064387

U-SWIRL, INC. · SWRL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owners

10% Owner

10% Owner

Period of report

Jul 29, 2015

Accepted (ET)

Aug 6, 2015 · 4:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001355304

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
common stock^F1	Jul 29, 2015	S	19,595	$0.1369	D	3,900,073	D
common stock^F2	Jul 30, 2015	S	22,119	$0.1225	D	3,877,954	D
common stock^F3	Jul 31, 2015	S	21,000	$0.1407	D	3,856,954	D

No Table II lines on this filing.

F1This transaction was executed in multiple trades at prices ranging from $0.135 to $0.138. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2This transaction was executed in multiple trades at prices ranging from $0.12 to $0.13. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3This transaction was executed in multiple trades at prices ranging from $0.13 to $0.175. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Shares are held by Dallas Jones and Robyn Jones as joint tenants.