SEC Form 4 · accession 0001181431-15-008847

U-SWIRL, INC. · SWRL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Jul 21, 2015

Accepted (ET)

Jul 31, 2015 · 11:58 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001355304

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
common stock	Jul 21, 2015	S	10,175	$0.252	D	3,989,825	D
common stock^F1	Jul 22, 2015	S	11,138	$0.2191	D	3,978,687	D
common stock^F2	Jul 23, 2015	S	12,219	$0.2105	D	3,966,468	D
common stock^F3	Jul 24, 2015	S	12,000	$0.1867	D	3,954,468	D

No Table II lines on this filing.

F1This transaction was executed in multiple trades at prices ranging from $0.215 to $0.2201. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2This transaction was executed in multiple trades at prices ranging from $0.2 to $0.2151. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3This transaction was executed in multiple trades at prices ranging from $0.18 to $0.2. The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Shares are held by Dallas Jones and Robyn Jones as joint tenants.