SEC Form 3 · accession 0001062993-15-003630
Byrna Technologies Inc. · BYRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 19, 2015
Accepted (ET)
Jun 30, 2015 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1,F2,F4 | holding | — | — | — | 7,575,757 | I | See footnotes | |
| Common Stock, par value $0.001F1,F3,F4 | holding | — | — | — | 2,898,765 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is filed jointly by NLW1, LLC ("NLW1"), REF Securities & Co. ("REF"), and Rodd Friedman (collectively the "Reporting Persons"). Each of the Reporting persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the issuer's outstanding shares of common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to this extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) the beneficial owners of any securities of the issuer he or it does not directly own.
- F2Represents securities owned directly by NLW1.
- F3Represents securities owned directly by REF.
- F4Mr. Friedman is the sole manager of NLW1 and controls REF and may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities reported by NLW1.