SEC Form 4 · accession 0001354327-18-000018
PGT Innovations, Inc. · PGTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Hershberger
Director · Other
Period of report
Mar 4, 2018
Accepted (ET)
Mar 27, 2018 · 11:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PGTI Common StockF1,F2 | Mar 4, 2018 | F | 14,800 | $19.30 | D | 1,009,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a request from the reporting person, the Company withheld 14,800 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.
- F2This Form 4 relating to the transaction on March 4, 2018, described in footnote (1) was inadvertently not timely filed. Had this Form 4 been timely filed, the number of shares reported in Table I, Column 5, Amount of Securities Beneficially Owned Following Reported Transaction, would have been 981,114 shares.