SEC Form 4 · accession 0001354327-18-000011
PGT Innovations, Inc. · PGTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley R West
Officer — Sr VP and CFO
Period of report
Mar 15, 2018
Accepted (ET)
Mar 16, 2018 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PGTI Common StockF1 | Mar 15, 2018 | A | 4,559 | $0.00 | A | 32,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 31, 2018, the Compensation Committee of the Issuer's Board of Directors determined these performance shares were earned, based on the level of attainment of various financial performance goals. These shares, which were granted in March 2017, are expected to vest in two equal increments on each of March 4, 2019 and March 3, 2020, subject to the grant agreement between the Issuer and the Reporting Person.