SEC Form 4 · accession 0001354327-18-000009
PGT Innovations, Inc. · PGTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Jackson
Officer — President and CEO · Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PGTI Common StockF1 | Mar 2, 2018 | A | 24,457 | $0.00 | A | 114,550 | D | |
| PGTI Common StockF2 | Mar 4, 2018 | F | 7,564 | $19.30 | D | 106,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted under the issuer's 2014 Omnibus Equity Incentive Plan, which is expected to vest in three equal installments on each of March 2, 2019, March 2, 2020, and March 2, 2021, subject to the terms of the grant agreement between the issuer and the reporting person.
- F2Pursuant to a request from the reporting person, the Company withheld 7,564 shares to satisfy a tax withholding obligation in connection with stock awards on which the restrictions had lapsed.