SEC Form 4 · accession 0001354327-16-000106
PGT Innovations, Inc. · PGTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Hershberger
Officer — CHAIRMAN AND CEO · Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 4, 2016 | A | 41,519 | $0.00 | A | 937,828 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 4, 2016 | A | 20,515 | $0.00 | A | 958,343 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted under the PGT, Inc. 2014 Omnibus Equity Incentive Plan, vesting in three equal annual installments on each of March 4, 2017, March 4, 2018 and March 4, 2019.
- F2Restricted stock granted under the PGT, Inc. 2014 Omnibus Equity Incentive Plan, vesting in two equal annual installments on each of March 4, 2016 and March 4, 2017.