SEC Form 4 · accession 0001354327-15-000051

PGT Innovations, Inc. · PGTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Jun 2, 2015

Accepted (ET)

Jun 4, 2015 · 9:13 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001354327

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01 per share	Jun 2, 2015	M	75,000	$2.59	A	84,142	D
Common Stock, par value $0.01 per share^F1	Jun 2, 2015	S	41,314	$12.08	D	42,828	D
Common Stock, par value $0.01 per share^F2	Jun 3, 2015	S	33,686	$12.51	D	9,142	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (RIght to Buy)^F3	$2.59	Jun 2, 2015	M	75,000	A	—	May 15, 2022	Common Stock	75,000	145,000	D

F1This transaction was executed in multiple trades at prices ranging from $12.00 to $12.14 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
F2This transaction was executed in multiple trades at prices ranging from $12.43 to $12.56 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
F3An aggregate of 400,000 options exercisable in three approximately equal annual installments beginning on May 15, 2013.