SEC Form 4 · accession 0001354327-15-000041

PGT Innovations, Inc. · PGTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

May 13, 2015

Accepted (ET)

May 15, 2015 · 4:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001354327

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.01 per share^F1	May 13, 2015	M	5,644	$2.00	A	25,840	D
Common Stock, par value $0.01 per share^F1,F2	May 13, 2015	S	5,644	$12.00	D	20,196	D
Common Stock, par value $0.01 per share^F1	May 14, 2015	M	26,117	$2.00	A	46,313	D
Common Stock, par value $0.01 per share^F1,F2	May 14, 2015	S	26,117	$12.02	D	20,196	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$2.00	May 13, 2015	M	5,644	D	—	Apr 6, 2015	Common Stock	5,644	384,495	D
Stock Option (Right to Buy)^F3	$2.00	May 14, 2015	M	26,117	D	—	Apr 6, 2015	Common Stock	26,117	358,378	D

F1The Transactions reported in this Form 4 were effected on May 13 & 14, 2015 pursuant to a binding Trading Plan executed by the reporting person on March 13, 2015.
F2This transaction was executed in multiple trades at prices ranging from $12 to $12.02 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
F3An aggregate of 498,378 options exercisable in five approximately equal annual installments beginning on April 6, 2011.