SEC Form 4 · accession 0001354327-15-000011
PGT Innovations, Inc. · PGTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Jackson
Officer — PRESIDENT AND COO
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354327
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PAR VALUE $0.01 PER SHAREF1 | Mar 3, 2015 | S | 11,500 | $10.95 | D | 32,510 | D | |
| COMMON STOCK, PAR VALUE $0.01 PER SHAREF2 | Mar 4, 2015 | S | 20,444 | $11.09 | D | 12,066 | D | |
| COMMON STOCK, PAR VALUE $0.01 PER SHAREF3 | Mar 4, 2015 | A | 19,178 | $0.00 | A | 31,244 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THIS TRANSACTION WAS EXECUTED IN MULTIPLE TRADES AT PRICES RANGING FROM $10.95 TO $11.00 PER SHARE.
- F2THIS TRANSACTION WAS EXECUTED IN MULTIPLE TRADES AT PRICES RANGING FROM $11.00 TO $11.15 PER SHARE.
- F3RESTRICTED STOCK GRANTED UNDER THE PGT, INC. 2014 OMNIBUS EQUITY INCENTIVE PLAN, VESTING IN THREE EQUAL ANNUAL INSTALLMENTS ON EACH OF MARCH 4, 2016, MARCH 4, 2017 AND, MARCH 4, 2018.