SEC Form 4 · accession 0001354217-15-000015
Volcano Corp · VOLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Dahldorf
Officer — CFO
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 2,067 | $0.00 | A | 58,015 | D | |
| Common Stock | Dec 31, 2014 | M | 3,304 | $0.00 | A | 61,319 | D | |
| Common Stock | Dec 31, 2014 | M | 46 | $0.00 | A | 61,365 | D | |
| Common Stock | Jan 2, 2015 | S | 782 | $17.88 | D | 60,583 | D | |
| Common Stock | Jan 2, 2015 | S | 1,250 | $17.88 | D | 59,333 | D | |
| Common Stock | Jan 2, 2015 | S | 19 | $17.88 | D | 59,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $0.00 | Dec 31, 2014 | M | 2,067 | D | — | — | Common Stock | 2,067 | 0 | D |
| Performance SharesF3 | $0.00 | Dec 31, 2014 | M | 3,304 | D | — | — | Common Stock | 3,304 | 3,304 | D |
| Performance SharesF4 | $0.00 | Dec 31, 2014 | M | 46 | D | — | — | Common Stock | 46 | 45 | D |
Explanation of responses
- F1Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards.
- F2Performance restricted stock units were granted on February 27, 2012 with 1/3 of the restricted units vesting on February 19, 2013 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2013 and the final 1/3 vesting on December 31, 2014, in each case, subject to the requirement of continuous service through the applicable vesting date.
- F3Performance restricted stock units granted on February 19, 2013 with 1/3 of the restricted units vesting on February 12, 2014 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2014 and the final 1/3 vesting on December 31, 2015, in each case, subject to the requirement of continuous service through the applicable vesting dates.
- F4Performance restricted stock units granted on March 27, 2013 with 1/3 of the restricted units vesting on February 12, 2014 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2014 and the final 1/3 vesting on December 31, 2015, in each case, subject to the requirement of continuous service through the applicable vesting dates.