SEC Form 4 · accession 0001354217-15-000014
Volcano Corp · VOLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Burnett
Officer — Executive Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 1,425 | $0.00 | A | 1,425 | D | |
| Common Stock | Dec 31, 2014 | M | 1,599 | $0.00 | A | 3,024 | D | |
| Common Stock | Jan 2, 2015 | S | 540 | $17.88 | D | 2,484 | D | |
| Common Stock | Jan 2, 2015 | S | 606 | $17.88 | D | 1,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF3 | $0.00 | Dec 31, 2014 | M | 1,425 | D | — | — | Common Stock | 1,425 | 0 | D |
| Performance SharesF4 | $0.00 | Dec 31, 2014 | M | 1,599 | D | — | — | Common Stock | 1,599 | 1,600 | D |
Explanation of responses
- F1Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards granted on February 22, 2012.
- F2Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards granted on February 19, 2013.
- F3Performance restricted stock units were granted on February 27, 2012 with 1/3 of the restricted units vesting on February 19, 2013 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2013 and the final 1/3 vesting on December 31, 2014, in each case, subject to requirement of continuous service through the applicable vesting date.
- F4Performance restricted stock units granted on February 19, 2013 with 1/3 of the restricted units vesting on February 12, 2014 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2014 and the final 1/3 vesting on December 31, 2015, in each case, subject to the requirement of continuous service through the applicable vesting dates.