SEC Form 4 · accession 0001354217-15-000013
Volcano Corp · VOLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Matricaria
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | M | 2,136 | $0.00 | A | 40,317 | D | |
| Common Stock | Jan 1, 2015 | M | 2,830 | $0.00 | A | 43,147 | D | |
| Common Stock | holding | — | — | — | 60,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 1, 2015 | M | 2,136 | D | — | — | Common Stock | 2,136 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Jan 1, 2015 | M | 2,830 | D | — | — | Common Stock | 2,830 | 0 | D |
Explanation of responses
- F1100% of the Restricted Stock Units vested on 05/02/2011.The reporting person elected to defer settlement of his grant of restricted stock units until January 1, 2015 or until the termination of his service to the Volcano Corporation Board of Directors, whichever occurs earlier. The settlement date of the restricted stock units was January 1, 2015.
- F2100% of the Restricted Stock Units vested on the first anniversary of the Date of Grant. The reporting person elected to defer settlement of his grant of restricted stock units until January 1, 2015 or until the termination of his service to the Volcano Corporation Board of Directors, whichever occurs earlier. The settlement date of the restricted stock units was January 1, 2015.