SEC Form 4 · accession 0001140361-17-047124
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Fleming
Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 20, 2017 | A | 240 | $0.00 | A | 2,579 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is a grant of restricted stock which shall vest over three years as follows: 80 shares on December 20, 2018, 80 shares on December 20, 2019 and 80 shares on December 20, 2020.
- F2Includes 9.42 shares acquired on March 20, 2017, 9.512 shares acquired on June 21, 2017, and 10.217 shares acquired on September 22, 2017 under the SBT Bancorp, Inc. dividend reinvestment plan.