SEC Form 4 · accession 0001140361-16-090699
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
gary w burdick
Officer — SVP/Ch Comm Bnkg Ofcr
Period of report
Dec 21, 2016
Accepted (ET)
Dec 23, 2016 · 12:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Dec 21, 2016 | A | 1,153 | $0.00 | A | 6,175 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is a grant of restricted stock which shall vest over three years as follows: 384 shares on December 21, 2017, 384 shares on December 21, 2018 and 385 shares on December 21, 2019.
- F2Includes 20.129 shares acquired on March 11, 2016, 24.747 shares acquired on June 10, 2016 and 25.527 shares acquired on September 16, 2016 under the SBT Bancorp, Inc. dividend reinvestment plan.