SEC Form 4 · accession 0001140361-16-083197
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gary R Kevorkian
Director
Period of report
Oct 18, 2016
Accepted (ET)
Oct 20, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 18, 2016 | A | 300 | $0.00 | A | 6,901,689 | D | |
| Common Stock | holding | — | — | — | 136 | D | ||
| Common Stock | holding | — | — | — | 770 | I | Held in Roth IRA | |
| Common Stock | holding | — | — | — | 3,686 | I | Held in IRA | |
| Common Stock | holding | — | — | — | 552 | I | Held by spouse's Roth IRA | |
| Common Stock | holding | — | — | — | 370 | I | Held by spouse's IRA | |
| Common Stock | holding | — | — | — | 1,751 | I | Held as trustee for Carla Conway Trust | |
| Common Stock | holding | — | — | — | 1,751 | I | Held as trustee for Robert Kevorkian Trust | |
| Common Stock | holding | — | — | — | 1,751 | I | Held as trustee for Lisa Parnagian | |
| Common Stock | holding | — | — | — | 4,263 | I | Held as trustee for Florence Kevorkian Trust | |
| Common Stock | holding | — | — | — | 26,913 | I | Held as trustee for Carl Kevorkian Trust | |
| Common Stock | holding | — | — | — | 685 | I | Held as trustee for non-family member | |
| Common Stock | holding | — | — | — | 3,142 | I | Held by spouse as co-trustee for family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is a grant of restricted stock which shall vest over three years as follows: 100 shares on October 18, 2017, 100 shares on October 18, 2018 and 100 shares on October 18, 2019.