SEC Form 4 · accession 0001140361-16-083195
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Nicastro
Director
Period of report
Oct 18, 2016
Accepted (ET)
Oct 20, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Oct 18, 2016 | A | 300 | $0.00 | A | 3,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is a grant of restricted stock which shall vest over three years as follows: 100 shares on October 18, 2017, 100 shares on October 18, 2018 and 100 shares on October 18, 2019.
- F2Includes 3.834 shares acquired on March 11, 2016, 3.832 shares acquired on June 10, 2016, and 3.811 shares acquired on September 16, 2016 under the SBT Bancorp, Inc. dividend reinvestment plan. Also includes 21.005 shares acquired under the SBT Bancorp, Inc. dividend reinvestment plan that were inadvertently previously not reported.