SEC Form 4 · accession 0001140361-16-083190
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert J Bogino
Director · Other
Period of report
Oct 18, 2016
Accepted (ET)
Oct 20, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 18, 2016 | A | 300 | $0.00 | A | 15,480 | D | |
| Common stock | holding | — | — | — | 11,500 | I | Owned by Spouse | |
| Common stock | holding | — | — | — | 860,964 | I | In a trust, is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is a grant of restricted stock which shall vest over three years as follows: 100 shares on October 18, 2017, 100 shares on October 18, 2018 and 100 shares on October 18, 2019.