SEC Form 4 · accession 0001140361-16-083188
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Fleming
Director
Period of report
Oct 18, 2016
Accepted (ET)
Oct 20, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 18, 2016 | A | 300 | $0.00 | A | 2,292 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is a grant of restricted stock which shall vest over three years as follows: 100 shares on October 18, 2017, 100 shares on October 18, 2018 and 100 shares on October 18, 2019.
- F2Includes 11.25 shares acquired on March 11, 2016, 11.271 shares acquired on June 10, 2016, and 11.217 shares acquired on September 16, 2016 under the SBT Bancorp, Inc. dividend reinvestment plan.