SEC Form 4 · accession 0001140361-15-045844
SBT Bancorp, Inc. · SBTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Bogino
Director · Other
Period of report
Dec 4, 2015
Accepted (ET)
Dec 29, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001354174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 4, 2015 | J | 1,141 | $0.00 | D | 0 | I | In trust, is trustee |
| Common stock | holding | — | — | — | 15,180 | D | ||
| Common stock | holding | — | — | — | 11,500 | I | Owned by Spouse | |
| Common stock | holding | — | — | — | 861 | I | In a trust, is trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is trustee of a trust, of which his son is the beneficiary. On December 4, 2015, the reporting person caused the trust to distribute all of the 1,140.757 shares of SBT Bancorp, Inc. common stock held in the trust to the beneficiary of the trust. The reporting person disclaims beneficiary ownership of the securities held by the trust except to the extent of his pecuniary interest therein.