SEC Form 4 · accession 0001354488-15-001135
China XD Plastics Co Ltd · CXDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Junjie Ma
Officer — Chief Technology Officer
Period of report
Dec 8, 2014
Accepted (ET)
Mar 13, 2015 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001F1 | Dec 8, 2014 | A | 16,060 | — | A | 59,590 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1No purchase price paid. The shares were issued to the reporting person by the Issuer pursuant to the Issuer?s 2009 Stock Option / Stock Issuance Plan, as amended, for services rendered to the Issuer. The shares shall vest on the three-year anniversary of December 8, 2014, the date of the grant.