SEC Form 4 · accession 0001144204-15-064713
TARONIS TECHNOLOGIES, INC. · MNGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla Santilli
Director · 10% Owner
Period of report
Aug 13, 2015
Accepted (ET)
Nov 12, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1,F2 | Aug 13, 2015 | S | 20,000 | $0.98 | D | 4,843,673 | D | |
| Common stock, par value $0.001 per share | Aug 17, 2015 | S | 20,000 | $1.01 | D | 4,823,673 | D | |
| Common stock, par value $0.001 per share | Aug 18, 2015 | S | 10,000 | $1.04 | D | 4,813,673 | D | |
| Common stock, par value $0.001 per share | Aug 19, 2015 | S | 10,000 | $1.08 | D | 4,803,673 | D | |
| Common stock, par value $0.001 per share | Aug 21, 2015 | S | 8,852 | $1.06 | D | 4,794,821 | D | |
| Common stock, par value $0.001 per share | Aug 24, 2015 | S | 20,000 | $0.98 | D | 4,774,821 | D | |
| Common stock, par value $0.001 per share | Aug 26, 2015 | S | 10,000 | $0.99 | D | 4,764,821 | D | |
| Common stock, par value $0.001 per share | Aug 28, 2015 | S | 20,000 | $0.97 | D | 4,744,821 | D | |
| Common stock, par value $0.001 per share | Aug 31, 2015 | S | 10,000 | $0.97 | D | 4,734,821 | D | |
| Common stock, par value $0.001 per share | Sep 1, 2015 | S | 6,891 | $0.95 | D | 4,727,930 | D | |
| Common stock, par value $0.001 per share | Oct 9, 2015 | S | 10,000 | $1.11 | D | 4,717,930 | D | |
| Common stock, par value $0.001 per share | Oct 12, 2015 | S | 10,000 | $1.10 | D | 4,707,930 | D | |
| Common stock, par value $0.001 per share | Oct 13, 2015 | S | 30,000 | $1.11 | D | 4,677,930 | D | |
| Common stock, par value $0.001 per share | Oct 14, 2015 | S | 10,000 | $1.09 | D | 4,667,930 | D | |
| Common stock, par value $0.001 per share | Oct 15, 2015 | S | 40,000 | $1.14 | D | 4,627,930 | D | |
| Common stock, par value $0.001 per share | Oct 16, 2015 | S | 41,500 | $1.21 | D | 4,586,430 | D | |
| Common stock, par value $0.001 per share | Oct 19, 2015 | S | 48,905 | $1.28 | D | 4,537,525 | D | |
| Common stock, par value $0.001 per share | Oct 20, 2015 | S | 50,000 | $1.30 | D | 4,487,525 | D | |
| Common stock, par value $0.001 per share | Oct 21, 2015 | S | 50,000 | $1.36 | D | 4,437,525 | D | |
| Common stock, par value $0.001 per share | Oct 22, 2015 | S | 29,595 | $1.37 | D | 4,407,930 | D | |
| Common stock, par value $0.001 per shareF3 | Oct 23, 2015 | S | 40,000 | $1.24 | D | 4,367,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is hereby disclosing a delinquent Form 4. Global Beta, LLC, a privately owned company which is 50% owned by each of the reporting person and Ruggero Santilli (the reporting person's spouse) sold all of the shares of common stock reported in this Form 4 pursuant to a Rule 10b5-1 trading plan.
- F2This Form 4 also corrects an error in the Form 4 filed by the reporting person on March 30, 2015. The March 30 Form 4 reported that, as of December 31, 2014, Global Beta, LLC owned 1,626,000 shares. This was incorrect. As of December 31, 2014, Global Beta owned: (a) 1,626,000 restricted shares; and (b) 289,879 free trading shares held in a brokerage account. During 2015, the reporting person sold all 289,879 of these free trading shares pursuant to a Rule 10b5-1 trading plan, and, in addition, had the restrictive legend removed from 1,080,000 restricted shares via Rule 144 opinions, deposited these shares in Global Beta's brokerage account, and sold all of these shares pursuant to a Rule 10b5-1 trading plan. The 1,369,879 shares sold by the reporting person in 2015 have now all been reported in the calendar year 2015 Form 4s filed by the reporting person.
- F3As of November 12, 2015, the reporting person owns a total of 4,367,900 shares: (a) 2,307,829 shares held by Global Alpha, LLC, a privately owned company which is 50% owned by each of the reporting person and the reporting person's spouse, Ruggero Santilli; (b) 546,000 restricted shares held by Global Beta, LLC, a privately owned company which is 50% owned by each of the reporting person and Ruggero Santilli; (c) 313,000 shares held by Clean Energies Tech Co., a private company which is 50% owned by Ruggero Santilli; (d) 270,000 shares held by the RM Santilli Foundation, a foundation which is 50% owned by the reporting person; . (e) 10,000 shares held in Ruggero Santilli's own name; (f) 525,000 shares of common stock underlying options held by Ruggero Santilli that are presently exercisable; (f) 96,071 shares held in the name of the reporting person; and (g) 300,000 shares of common stock underlying options held by the reporting person that are presently exercisable.