SEC Form 4 · accession 0001209191-18-050726
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Godfrey Sullivan
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2018 | G | 2,025 | $0.00 | D | 144,755 | D | |
| Common Stock | Mar 20, 2018 | G | 1,215 | $0.00 | D | 143,540 | D | |
| Common Stock | Mar 28, 2018 | G | 135 | $0.00 | D | 143,405 | D | |
| Common Stock | Sep 10, 2018 | S | 8,750 | $126.00 | D | 134,655 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2017.
- F2Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.