SEC Form 4 · accession 0001209191-18-050723
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Merritt
Officer — President and CEO · Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 12, 2018 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Sep 11, 2018 | S | 7,871 | $125.13 | D | 258,923 | D | |
| Common StockF5 | Sep 11, 2018 | S | 3,406 | $126.19 | D | 255,517 | D | |
| Common StockF6 | Sep 11, 2018 | S | 400 | $126.93 | D | 255,117 | D | |
| Common Stock | Sep 12, 2018 | S | 11,895 | $123.67 | D | 243,222 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs") and performance units ("PSUs").
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.84 to $125.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5) and (6) to this Form 4.
- F3The amount of securities beneficially owned include a correction made due to Scrivener's error on the Form 4 filed on June 13, 2018. The corrected amount from the last Form 4 was 266,188 shares.
- F4Includes 606 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on June 15, 2018.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.85 to $126.84, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.89 to $126.99, inclusive.
- F7The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 28, 2017.