SEC Form 4 · accession 0001209191-18-037623

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Leonard R Stein

Officer — SVP, Corp Affairs & CLO

Period of report

Jun 12, 2018

Accepted (ET)

Jun 13, 2018 · 8:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Jun 12, 2018	S	2,236	$117.02	D	118,263	D
Common Stock^F3	Jun 12, 2018	S	3,219	$117.71	D	115,044	D
Common Stock^F4	Jun 12, 2018	S	1,100	$118.94	D	113,944	D
Common Stock^F5	Jun 12, 2018	S	300	$119.61	D	113,644	D
Common Stock^F7	Jun 13, 2018	S	2,763	$117.63	D	110,881	D
Common Stock^F8	Jun 13, 2018	S	4,072	$118.33	D	106,809	D
Common Stock	Jun 13, 2018	S	200	$119.175	D	106,609	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs") and performance units ("PSUs").
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.41 to $117.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) and (7) through (8) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.41 to $118.23, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.41 to $119.20, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.43 to $119.82, inclusive.
F6The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 28, 2017.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.89 to $117.85, inclusive.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.89 to $118.80, inclusive.