SEC Form 4 · accession 0001209191-18-024149

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David F Conte

Officer — SVP & Chief Financial Officer

Period of report

Apr 3, 2018

Accepted (ET)

Apr 5, 2018 · 8:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Apr 3, 2018	S	6,841	$97.50	D	168,243	D
Common Stock^F3	Apr 3, 2018	S	1,500	$98.21	D	166,743	D
Common Stock^F5	Apr 4, 2018	S	500	$95.02	D	166,243	D
Common Stock^F6	Apr 4, 2018	S	1,300	$96.10	D	164,943	D
Common Stock^F7	Apr 4, 2018	S	2,200	$97.19	D	162,743	D
Common Stock^F8	Apr 4, 2018	S	2,800	$98.17	D	159,943	D
Common Stock^F9	Apr 4, 2018	S	5,058	$99.19	D	154,885	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of performance units ("PSUs").
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.875 to $97.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) and (5) through (9) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.89 to $98.42, inclusive.
F4The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 20, 2017.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.6 to $95.505, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.65 to $96.58, inclusive.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.7 to $97.66, inclusive.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.71 to $98.67, inclusive.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.72 to $99.6, inclusive.