SEC Form 4 · accession 0001209191-18-022256
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard R Stein
Officer — SVP, Corp Affairs & CLO
Period of report
Mar 30, 2018
Accepted (ET)
Mar 30, 2018 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2018 | A | 33,730 | $0.00 | A | 116,789 | D | |
| Common StockF2 | Mar 30, 2018 | A | 12,144 | $0.00 | A | 128,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit award granted on March 9, 2017 reflecting the achievement of the related performance conditions. Twenty-five percent of the PSUs vest on March 30, 2018 and 1/16th of the PSUs shall vest quarterly thereafter on June 10th, September 10th, December 10th and March 10th of each year.
- F2The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit award granted on April 20, 2017 reflecting the achievement of the related performance conditions. Twenty-five percent of the PSUs vest on June 10, 2018 and 1/16th of the PSUs shall vest quarterly thereafter on September 10th, December 10th, March 10th and June 10th of each year.