SEC Form 4 · accession 0001209191-18-019692

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Leonard R Stein

Officer — SVP, Corp Affairs & CLO

Period of report

Mar 13, 2018

Accepted (ET)

Mar 14, 2018 · 8:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Mar 13, 2018	S	400	$105.64	D	78,606	D
Common Stock^F3	Mar 13, 2018	S	2,147	$106.82	D	76,459	D
Common Stock^F4	Mar 13, 2018	S	600	$107.72	D	75,859	D
Common Stock^F5	Mar 13, 2018	S	500	$108.91	D	75,359	D
Common Stock^F7	Mar 14, 2018	S	300	$106.15	D	75,059	D
Common Stock^F8	Mar 14, 2018	S	700	$107.09	D	74,359	D
Common Stock^F9	Mar 14, 2018	S	2,403	$107.99	D	71,956	D
Common Stock^F10	Mar 14, 2018	S	2,697	$109.02	D	69,259	D
Common Stock^F11	Mar 14, 2018	S	300	$109.79	D	68,959	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs") and performance units ("PSUs").
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.67 to $109.65, inclusive.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.70 to $109.88, inclusive.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.06 to $106.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) and (7) through (11) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.35 to $107.19, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.36 to $108.32, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.39 to $109.18, inclusive.
F6The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 28, 2017.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.59 to $106.52, inclusive.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.63 to $107.485, inclusive.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.66 to $108.53, inclusive.