SEC Form 4 · accession 0001209191-17-023949
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard R Stein
Officer — SVP, General Counsel & Sec.
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2017 | A | 29,419 | $0.00 | A | 111,764 | D | |
| Common Stock | Mar 29, 2017 | F | 3,530 | $62.74 | D | 108,234 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit award granted on March 9, 2016 reflecting the achievement of the related performance conditions. Twenty-five percent of the PSUs vest on March 29, 2017 and 1/16th of the PSUs shall vest quarterly thereafter on June 10th, September 10th, December 10th and March 10th of each year.