SEC Form 4 · accession 0001209191-16-127854

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Godfrey Sullivan

Director

Period of report

Jun 10, 2016

Accepted (ET)

Jun 14, 2016 · 7:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 10, 2016	M	25,000	$0.565	A	634,176	D
Common Stock^F2	Jun 10, 2016	S	23,548	$56.24	D	610,628	D
Common Stock^F3	Jun 10, 2016	S	23,502	$57.51	D	587,126	D
Common Stock^F4	Jun 10, 2016	S	1,700	$58.05	D	585,426	D
Common Stock	Jun 13, 2016	M	25,000	$0.565	A	610,426	D
Common Stock^F5	Jun 13, 2016	S	5,930	$56.00	D	604,496	D
Common Stock^F6	Jun 13, 2016	S	33,770	$56.74	D	570,726	D
Common Stock^F7	Jun 13, 2016	S	300	$57.35	D	570,426	D
Common Stock	Jun 14, 2016	M	25,000	$0.565	A	595,426	D
Common Stock^F8	Jun 14, 2016	S	29,200	$56.42	D	566,226	D
Common Stock^F9	Jun 14, 2016	S	10,800	$56.67	D	555,426	D
Common Stock^F10	holding	—	—		—	900,000	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F11	$0.565	Jun 10, 2016	M	25,000	D	—	Sep 16, 2018	Common Stock	25,000	1,487,515	D
Employee Stock Option (right to buy)^F11	$0.565	Jun 13, 2016	M	25,000	D	—	Sep 16, 2018	Common Stock	25,000	1,462,515	D
Employee Stock Option (right to buy)^F11	$0.565	Jun 14, 2016	M	25,000	D	—	Sep 16, 2018	Common Stock	25,000	1,437,515	D

Explanation of responses

F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2015.
F10Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
F11The option is fully vested and immediately exercisable.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.96 to $56.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.97 to $57.96, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.99 to $58.16, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.32 to $56.31, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.32 to $57.31, inclusive.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.32 to $57.37, inclusive.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.58 to $56.57, inclusive.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.58 to $56.87, inclusive.