SEC Form 4 · accession 0001209191-16-114914
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guido Schroeder
Officer — SVP, Products
Period of report
Apr 18, 2016
Accepted (ET)
Apr 19, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2016 | M | 7,833 | $9.00 | A | 161,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $9.00 | Apr 18, 2016 | M | 7,833 | D | — | Apr 3, 2022 | Common Stock | 7,833 | 99,375 | D |
Explanation of responses
- F1The option is fully vested and immediately exercisable.