SEC Form 5 · accession 0001209191-16-102115
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Godfrey Sullivan
Director
Period of report
Jan 31, 2016
Accepted (ET)
Feb 24, 2016 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2015 | G | 200 | $0.00 | D | 491,740 | D | |
| Common StockF1 | Dec 9, 2015 | G | 200 | $0.00 | D | 691,540 | D | |
| Common StockF2,F3 | holding | — | — | — | 900,000 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 12,900 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 200,000 shares previously held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee (the "Trust"). The shares were re-registered on December 9, 2015 and are now held directly by the Reporting Person.
- F2Excludes 200,000 shares previously held directly by the Trust which were re-registered on December 9, 2015 and are now held directly by the Reporting Person.
- F3Shares held directly by the Trust.
- F4Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.