SEC Form 4/A · accession 0001209191-16-092905
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven R Sommer
Officer — SVP & Chief Marketing Officer
Period of report
Jun 18, 2015
Accepted (ET)
Jan 21, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Jun 18, 2015 | S | 2,200 | $72.20 | D | 227,508 | D | |
| Common StockF2,F5 | Jun 18, 2015 | S | 2,881 | $73.23 | D | 224,627 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2014.
- F2The Form 4, as originally filed, incorrectly reported the number of shares sold and the sale price. The Form 4, as amended by this Form 4/A, correctly reports such information.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.82 to $72.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- F4Includes 481 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on June 15, 2015.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.82 to $73.44, inclusive.