SEC Form 4 · accession 0001209191-15-086695

SPLUNK INC · SPLK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, General Counsel & Sec.

Period of report

Dec 18, 2015

Accepted (ET)

Dec 22, 2015 · 5:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001353283

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 14, 2015	G	2,100	$0.00	D	108,211	D
Common Stock^F1	Dec 18, 2015	M	4,167	$4.82	A	112,383	D
Common Stock^F3	Dec 18, 2015	S	6,273	$53.66	D	106,110	D
Common Stock^F4	Dec 18, 2015	S	600	$54.30	D	105,510	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$4.82	Dec 18, 2015	M	4,167	D	—	Dec 14, 2021	Common Stock	4,167	0	D

F1Includes 5 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on December 15, 2015.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2015.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $54.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.12 to $54.68, inclusive.
F5The option is fully vested and immediately exercisable.