SEC Form 4 · accession 0001209191-15-070420
SPLUNK INC · SPLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Merritt
Officer — SVP, Field Operations
Period of report
Sep 11, 2015
Accepted (ET)
Sep 11, 2015 · 8:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001353283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F4 | Sep 11, 2015 | S | 8,253 | $59.26 | D | 129,756 | D | |
| Common StockF5 | Sep 11, 2015 | S | 1,122 | $59.63 | D | 128,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 20, 2015.
- F2The reported shares were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.56 to $59.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- F4Includes 509 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on June 15, 2015.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.56 to $59.90, inclusive.